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RESEARCH PLAN REVIEW

Research plan review

留学神社Research plan review
Report contents
留学神社 · Research plan reviewResearch plan · Draft review

Research plan review

Research plan review

Draft annotations, section review, and literature checks

Identify the parts of the argument that most need repair, then plan the next round of revisions and checks.

Reading focus
Draft annotations, section review, and literature checks
Review mode
Full mode · 8 research dimensions
Contents
6 chapters
How to use this report
Start with the main issues and revision order, then compare them with the draft annotations, literature checks, and research quality assessment.
留学 神社
A
Revision priorities

Main issues and revision order

01

Before polishing the writing, determine whether the available methods and materials can answer the research question. Fix issues that affect the viability of the whole plan first.

First establish what this efficiency comparison can answer

The draft proposes using public annual reports and patent information to study firms' innovation efficiency. It also recognizes limits in data definitions and interpretation. The main issues now are a research question that remains too broad, uncertainty about access to key data, and incomplete support from the literature.

R&D inputs themselves enter the DEA score calculation, so a correlation between inputs and scores cannot be read directly as an effect of the inputs. Define the scope of a descriptive comparison first, then decide on the sample, indicators, and subsequent analysis.

Order of revisions

  1. 01

    Narrow the research question

    State which years and types of firms will be compared for relative efficiency, and what descriptive conclusions the results can support.

  2. 02

    Check data and the sample in advance

    Check R&D personnel data, links between firms and patent holders, and the number of firms in each group. Adjust the analysis design if the data are insufficient.

  3. 03

    Strengthen the literature and argument

    Verify existing citations, read more studies directly addressing innovation efficiency, patent measures, and DEA specifications, and explain what this plan would add.

B
Annotated draft

Annotated draft

02

Read the whole report first. Then click an underlined passage in the original draft to see the issue, rationale, and suggested revision on the right. Green underlines mark material worth keeping; check that each strength survives revision.

題目

日本製造業企業の研究開発投入と革新効率の関係

研究計画書

日本製造業企業の研究開発投入と革新効率の関係

日本の上場製造業企業の公開資料を用いたDEAによる探索的分析

資料収集と分析は今後実施する計画であり、実施済みの研究成果ではない。

目次

背景・動機と先行研究

研究目的と分析枠組み

データと研究方法

頑健性・限界と実現可能性

期待される成果と貢献

—

背景・動機と先行研究

卒業論文で構想するDEAによる企業の革新効率分析を、日本企業の公開資料に適用することを今後の研究課題とする。問題意識は、研究開発費の多寡と資源利用の効率を区別する必要性にある。日本製造業の研究開発強度と財務成果を扱う研究では、機械産業と電気機器産業で 関係の方向が異なる (“R&D intensity and financial performance”, 2008)。一方、電力・ガス企業のDEA分析では、技術革新能力を表す産出として特許数を用いる(“Performance Assessment of Japanese Electricity and…”, 2021)。前者は財務成果、後者は特許を含む企業業績の測定であり、 成果概念を同一視できない 。本研究はこの区別を踏まえ、製造業の研究開発資源と 特許産出に対象を絞った効率測定 を計画する。

研究目的と分析枠組み

問いは「日本の上場製造業企業では、研究開発投入と革新効率に どのような関係があるか 」である。投入を研究開発費と研究開発人員、産出を特許出願件数とし、革新効率を比較集団内の相対的な資源利用効率と定義する。特許は成果の量的代理指標であり、価値や未特許の革新を捉えない。投入は効率算定にも使うため、その 得点との相関を独立した投入効果とは解釈しない 。

データと研究方法

日本の上場製造業企業の有価証券報告書等を逐社点検し、 まず研究開発人員の開示を確認する 。金額の単位、人員の範囲、連結・単体区分、年度を照合し、公開特許情報の出願人と企業を対応付ける。予備点検後、比較可能な連続3年を選び、起止年と標本を分析前に固定する。3指標が統一口径で得られる企業を採用し、 欠測をゼロで補わない 。製造業の細分類ごとに生産構造の比較可能性を検討する。方法はデータ包絡分析(DEA)であり、複数の資源から得られる産出を相対比較できるため本問に適する。産出指向・規模に関して収穫可変の設定で、所与の投入に対する産出拡張余地を測る。同じ年・細分類内で算定し、 企業数と3指標の釣り合い 、効率的企業への得点集中を点検する。研究開発費と得点の散布図、順位相関、投入階層別の分布を主分析とする。資源配分の内生性を識別しないため、結論は標本内の関連に限定する。

頑健性・限界と実現可能性

欠測による除外数と業種構成を記録し、開示企業への選択偏りを示す。同年対応を主分析とし、1年・2年の投入先行と、登録件数への変更を事前の感度分析とする。追加検討は探索的分析として分け、有意性に応じて設計を交換しない。比較可能な企業数が不足する細分類ではDEAを実行せず、 資料点検と記述分析にとどめる 。

期待される成果と貢献

指標定義、標本選定記録、効率得点と投入の関係を再現可能な形で示す。学術的貢献は革新効率の測定条件と関連の解釈の整理、実務的貢献は資源利用を比較する材料の提示である。 無関連や逆方向の関連も正当な成果 とし、資料の比較可能性と感度分析による安定性で評価する。

—

参考文献

Performance Assessment of Japanese Electricity and Gas Companies during 2002–2018: Three DEA Approaches. (2021). Energies. https://doi.org/10.3390/en14061705 R&D intensity and financial performance. (2008). https://doi.org/10.1109/iemce.2008.4617977

予定工程と統計口径の点検

着手後1〜2か月 で研究開発人員を優先した資料点検と文献精読を行い、3〜4か月で企業対応表、採用基準、対象年度を固定する。5〜6か月で主分析、7か月目で事前指定の感度分析、8か月目で解釈と再現用記録を整理する。各段階は予定であり、既に完了した作業ではない。

特許は出願年による件数を主指標とし、 共同出願、子会社名義、企業再編の扱いを分析前に定める 。企業の会計年度と特許集計期間を対応させ、時間差分析に必要な先行年度の投入資料も収集する。登録件数への変更では、出願年と登録年を混同せず、同じ企業範囲を維持する。統計口径を統一できない検証は実施せず、その理由を記録する。

C
Section review

Overall review of the title and sections

03

Even if each sentence is corrected, the plan may still fail to answer its research question. Starting with the title, check section by section whether the needed argument is made and the parts connect. Then decide what to add, remove, or reorganize.

Title: Make the research subject and analytical scope clear at a glance

The current title names Japanese manufacturing, R&D investment, and innovation efficiency, but “関係” does not say what will be compared. Readers might expect a causal explanation, while the actual plan calls for measuring relative efficiency and making descriptive comparisons.

Keep the industry and research topic, but make listed firms, patent output, or relative efficiency explicit in the title. Use a subtitle for public data and DEA so the main title is not crowded with methods jargon.

Suggested Japanese title: 日本の上場製造業企業における研究開発資源と特許産出の相対効率分析

View the corresponding draft

Cover and contents: Align the order of sections

The title appears twice at the start of the draft. The contents omit the research schedule, while the research purpose and limitations in the body are crowded into adjacent material. This makes the hierarchy hard to follow.

Set the final section structure before checking the contents. One possible order is background and prior research, research purpose, data and methods, limitations and feasibility, expected contribution, research schedule, and references. Match every contents entry to its heading in the body.

Completion check: Every section can be found from the contents, and heading levels, order, and numbering agree.

View the corresponding draft

Background and prior research: Derive your question from a comparison of studies

This section begins with the point that more R&D input does not necessarily mean more efficient use of resources. The research concern is clear. The two cited works address financial performance and firm performance that includes patents, respectively; the draft also notes that their outcome measures differ.

Next compare the research subjects, indicators, and methods, and explain why these differences merit further study. Add research directly about innovation efficiency in manufacturing, then state what comparison or measurement basis this plan would contribute.

Completion check: Readers can follow what prior research explains, what remains open, and how this plan responds.

View the corresponding draft

Research purpose: Align the question, measures, and interpretable results

The draft defines inputs, outputs, and relative efficiency, and explains that inputs are part of the score calculation. It still needs to clarify whether the main question concerns the distribution of efficiency or the descriptive association between input scale and the score.

Choose one primary question and make the charts answer it directly. If you retain a comparison of inputs and scores, describe it as a within-sample observation; do not reinterpret an input used to construct the efficiency score as an independent input effect.

Completion check: One sentence states the subjects, comparison, and scope of the conclusion; the title, methods, and contribution use the same framing.

View the corresponding draft

Data and methods: Ground feasibility in verifiable sources

The draft already outlines checks for years, units, firm coverage, and missing data; keep these. It still needs specific explanations of whether R&D personnel are disclosed, how many comparable firms each industry contains, and why the output orientation and returns-to-scale specification were chosen.

Spot-check a few prospective firms and record the sources and definitions of R&D spending, personnel, and patents. Then use methods literature and the preliminary findings to explain the groups, indicators, model specification, and response to an inadequate sample.

Completion check: Each variable has an actual source, and you can tell before analysis which firms are comparable and which groups can be calculated.

View the corresponding draft

Research limitations: Let the boundaries shape analytical decisions

The draft accounts for lags in inputs, changes in patent definitions, and a response to an inadequate sample. It also states that the design will not be changed in response to statistical significance. These points show research judgment.

Distinguish the primary analysis, sensitivity analyses planned in advance, and later exploratory work. If the sample is too small, personnel data are lacking, or firm matching is unreliable, specify whether you will narrow the subjects, change indicators, or limit the work to organizing data and descriptive analysis.

Completion check: Each major limitation has an actionable response.

View the corresponding draft

Expected contribution: Say what the results can add to knowledge

Defining indicators, documenting the sample, and comparing efficiency are more defensible outputs than assuming a positive association. But “organizing measurement conditions” does not yet say what this work adds beyond existing studies.

After reading more literature, choose one contribution you can deliver: for example, clarify when a type of public data is comparable, or compare relative efficiency among similar firms. Practical uses should likewise match the judgments the results can support.

Completion check: The scholarly addition is grounded in a literature comparison and practical uses in the analysis; absent or reversed associations remain interpretable.

View the corresponding draft

Research schedule: Make preliminary data checks a condition for proceeding

The sequence from checking sources to primary analysis, sensitivity analysis, and interpretation is sound. Also explain when “after starting” begins and how you will adjust the schedule if key data are unavailable.

Keep the eight-month staged plan. Before calculation, add three checkpoints: disclosure of personnel data, matching firms to patents, and sample size by group. Move rules for statistical definitions into the methods section or cross-reference them there.

Completion check: Each stage has a deliverable, prerequisites, and a fallback when data are insufficient.

View the corresponding draft
D
Citation check

Literature and citation check

04

A professor may ask where your judgments come from and why you chose this method. First check whether existing citations support the draft's claims. Then add support for the question, indicators, and methods, and finally standardize citation style.

First separate three matters: source, evidence, and citation style

The draft lists two studies and their DOIs, which can be used to locate the sources. You now need to check separately whether the bibliographic details are complete, whether the studies support the claims in the body, and whether in-text citations correspond to the reference list.

The two existing studies concern financial performance and the performance of electricity and gas firms, respectively. They alone cannot establish a research gap in manufacturing innovation efficiency. The most pressing additions are support for the research question and the choice of method.

Source 1: DEA performance study of electricity and gas firms

The draft uses this study to show that patent counts can be included as an output measure in DEA. The publisher's first page and abstract can confirm that use, but the study concerns electricity and gas firms and cannot by itself establish that manufacturing samples are comparable.

The original reference omits the authors, volume, and article number. Verifiable details are Toshiyuki Sueyoshi and Mika Goto; 2021; Energies, volume 14, article 1705; DOI: 10.3390/en14061705.

As you read, record how the patent measure is defined and what inputs and outputs it is combined with. Then explain why this plan uses a different industry and set of measures.

Publisher's article: Check the citation and measure definitions↗

Source 2: Study of R&D intensity and financial performance

The draft cites this study for the claim that the direction of the association differs between mechanical and electrical equipment industries. Because this is a finding, return to the paper to check the sample, definition of financial performance, methods, and location of the conclusion.

The author publication record at Institute of Science Tokyo can verify Mika Goto and Toshiyuki Sueyoshi; 2008; R&D intensity and financial performance; IEMC - EUROPE 2008 proceedings, pages 235–239; DOI: 10.1109/IEMCE.2008.4617977. The original reference omits the authors and conference publication details.

So far, only the bibliographic record has been checked. Compare the specific industry finding against the paper itself and record the page or table number before deciding which summary to retain.

The author's university publication record↗DOI listed in the draft↗

Read further to answer three specific questions

  1. 01

    Manufacturing innovation efficiency: What has prior research compared?

    Search for “manufacturing innovation efficiency DEA” or “製造業 イノベーション 効率 DEA”. Compare the subjects, periods, inputs, outputs, and conclusions before deciding what support your own question still needs.

    Output

    A literature comparison record of subjects, measures, methods, and findings

  2. 02

    Patent measures: What outcomes can counts represent?

    Search for “patent counts innovation output measurement”. Focus on definitions and limitations, including how applications versus grants, the corporate entity, and time lags are handled.

    Output

    A rationale for using patent application counts in this plan and the limits of their interpretation

  3. 03

    DEA specification: How does model choice address the research question?

    Search the methods literature for “DEA output oriented variable returns to scale sample size”. Understand how output orientation, variable returns to scale, and sample dimensions relate, then explain the basis for your specification.

    Output

    The model specification, grouping rules, and decision criteria for an inadequate sample

Finally, reconcile in-text citations with the reference list

The body currently cites sources by shortened title and year, while the reference list lacks authors. First follow the school's required style. If you use an author–year style, names and years in the body must match the reference list exactly.

Check each point: Is every study mentioned in the body in the reference list? Is every listed source actually used in the body? Do author order, year, title, journal or conference, volume and pages or article number, and DOI match the source?

When citing a finding, keep reading notes with the corresponding page, table, or paragraph. Finding a citation, reading an abstract, and checking the full-text conclusion are different stages; document which you completed before updating the body.

View the draft references
E
Research quality

Research quality assessment

05

Using the draft annotations, section review, and literature check, revisit the research question, argument, and feasibility of the methods. Decide whether the issues most threatening the plan have been resolved.

Research question

“The relationship between inputs and efficiency” is broad, and the inputs also enter the efficiency score.

Specify the subjects and years, and limit conclusions to descriptive associations within the sample.

Logic of the argument

The distinction between inputs and outcomes provides a sound route to measuring efficiency, but differences among cited studies do not yet adequately establish a research gap.

Explain what each existing study answers and how the proposed primary analysis addresses the question left open.

Support from literature

Two studies using different outcome concepts provide a starting point, but they cannot alone support the choice of innovation efficiency and DEA specification.

Verify complete bibliographic details and read studies directly addressing manufacturing innovation efficiency, patent measures, and methodological choices.

Methods and data

The draft has plans for checking definitions, handling missing data, and sensitivity analysis, but coverage of key data and group sample sizes still need preliminary checks.

Check R&D personnel data, matches between firms and patent holders, and the numbers of observations and indicators before fixing the scope of calculation.

Supervisor fit

No target professor was selected for this review, so there is no basis to assess this item.

Once the application target is set, check how the research question and methods connect to the professor's specific work.

Research significance

Measurement conditions and the scope of interpretation could constitute a contribution, but the plan must explain what it adds to existing research.

Define the addition using newly reviewed literature, and limit practical uses to conclusions supported by the efficiency comparison.

Consistency of writing style

The main text uses a plain style and maintains a generally cautious tone.

Use “だ・である調” consistently, and distinguish planned work, expected results, and work already completed through tense and wording.

Format and citations

The correspondence between contents and body, and the completeness of the references, still need checking.

Check heading levels and numbering one by one, then fill in authors, publication sources, and other required details from the original records.

F
Revision check

Revision and submission checks

06

First check the literature and data, then confirm that the question, methods, and contribution align. Finally, check the school's requirements and prepare to explain your research choices to a professor.

Apply the checks to the draft

  1. 01

    Verify citations and add supporting literature

    Use Chapter D to complete the two references. Read the papers and note the pages or table numbers supporting claims in the body. Then add studies directly relevant to manufacturing innovation efficiency, patent measures, and DEA specification.

    Output

    In-text citations match the reference list, and every key claim has a traceable basis

  2. 02

    Conduct a small preliminary data check

    Spot-check disclosure of R&D personnel, firm coverage, and matching between firms and patent holders. Use the actual data to decide on measures, comparison subjects, and how to handle an inadequate sample.

    Output

    Variable sources, comparability notes, and a feasible analytical scope

  3. 03

    Read the title and every section

    From the title through expected contribution, check whether the methods answer the question posed in the purpose and whether conclusions stay within the interpretable scope. Match the contents and schedule to the final body.

    Output

    A complete draft in which the title, research question, methods, and contribution align

  4. 04

    Check submission requirements and prepare an explanation

    Check length, file format, equations, tables, and references against the target program's requirements. Explain in your own words why you chose patent measures and DEA, and how you would adjust if the data are insufficient.

    Output

    A research plan that meets submission requirements and that the applicant can explain

Rather than love, than money, than fame, give me truth.

Henry David Thoreau · Walden · Conclusion

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